MiFID II suitability

Intermediate
Financial planning
Self certified
Video
Date:

Thursday 29th November 2018

Location:

Online

Duration

56 MINS

A deep dive into the suitability requirements introduced by MiFID II

Learning objectives

In this session we covered…

  • Changes in the nature and timing of suitability reports
  • When they’re needed (not just with a new product)
  • Periodic assessment of suitability
  • Replacement business and costs
  • Client understanding vs risk warnings
  • Use of appendices and enclosures

Speakers

1
Chris Jones
Dynamic Planner

Chris is Proposition Director at Dynamic Planner where he is responsible for the investment process proposition and for ensuring clients investment suitability. Chris has more than 25 years' industry experience and is both a Chartered and Certified Financial Planner.

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